InvestorsHub Logo

2ez

Followers 14
Posts 1151
Boards Moderated 0
Alias Born 11/19/2009

2ez

Re: mike71394 post# 38175

Thursday, 12/10/2009 6:40:44 PM

Thursday, December 10, 2009 6:40:44 PM

Post# of 135276
This is response from tda when asked if restrictions still exist for open orders for HESG. It sounds almost like bashing to me. They left out many other reasons why they might restrict a stock. Only used reasons putting company in bad light.

I can surely provide information regarding Health Science Group (HESG). This stock is still restricted from trading for an indefinite amount of time. Closing Transactions only are allowed. Some of the reasons a stock may be restricted to Closing Transactions only include:

Corporate Actions in which a lack of information, confusing terms, or unclear objectives may be involved. All corporate actions should be transparent as to objectives.
Apparent or possible fraudulent activity by a company or it's officers, with potentially manipulative actions to affect a stock price.
Frequent unsubstantiated press releases in an attempt to affect the stock's price.
Deceptive or contradictory statements regarding past or projected performance.
Corporate Identity Theft
Valid companies associated with 3rd parties (i.e. transfer agents, consultants, etc) that have shown a predisposition to any of the above activities.
Companies known or suspected to be involved in Money Laundering activity

We value your business at TD AMERITRADE. Please advise by e-mail or call 1-888-871-9007 if we can be of further assistance.

Geoffrey Bewers
Apex Client Services, TD AMERITRADE
Division of TD AMERITRADE, Inc.