Inside Holdngs - from last 10K
ITEM 11. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
The following table sets forth certain information regarding beneficial ownership of our common stock as of March 26, 2009 by (i) each person who beneficially owns more than 5% of all outstanding shares of our common stock, (ii) each director and the executive officer identified below, and (iii) all directors and executive officers as a group.
Total Number
of Shares and
Shares Exercisable Exercisable Percent of
Shares Options Options Class of
Beneficially Beneficially Beneficially Common
Name Owned Owned (a) Owned Stock (b)
Directors:
Carl Kukkonen, CEO (c) 68,297,069 — 68,297,069 8.1 %
Amjad S. Abdallat 36,022,714 — 36,022,714 4.2 %
General Bernard P. Randolph 1,276,596 619,792 1,896,388 0.2 %
Angelina Galiteva 903,764 619,792 1,523,556 0.2 %
Rick Calacci 1,872,995 119,792 1,992,787 0.2 %
Other Named Officers:
Stephen J. Muzi, CFO 9,010,000 88,542 9,098,542 1.1 %
All Named Executive Officers and Directors as a group (6 persons) 117,383,138 1,447,918 118,831,056 14.0 %
Other 5% Owners:
SNK Capital Trust (d) 61,204,286 — 61,204,286 7.2 %
Sung Chang (e) 215,384,615 — 215,384,615 25.4 %
* Represents less than 1%.
(a) Includes options that become exercisable on or before May 26, 2009.
(b) The percent of Common Stock owned is calculated using the sum of the number of shares of Common Stock owned as of March 26, 2009 and the number of options of the beneficial owner that are exercisable on or before May 26, 2009.
(c) 6,990,293 of shares were gifted to family members and others since the date of last report.
(d) The address of SNK Capital Trust is c/o Gaye Knowles, Trustee, SNK Capital Trust, Second Floor, Cafe Skans Building, Bay Street, Nassau, Bahamas. On April 10, 2006 SNK Capital Trust agreed to lock-up its shares until April 9, 2011. Under the signed lock-up agreement, SNK will not offer, sell, contract to sell, pledge, or otherwise dispose of any shares or securities convertible into or exchangeable or exercisable for any shares, enter into a transaction which would have the same effect, or enter into any swap, hedge or other arrangement that transfers, in whole or in part, any of the economic consequences of ownership of the shares. SNK Capital Trust retains voting rights in the common shares.
(e) Mr. Chang is President of VIASPACE Green Energy, Inc. and CEO of Inter-Pacific Arts, Inc.
