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zeninvestor32

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zeninvestor32

Re: None

Monday, 10/25/2004 3:42:29 PM

Monday, October 25, 2004 3:42:29 PM

Post# of 45574
OK THIS IS INTERESTING

Credit to Elvis for pushing this to be looked into further. I guess I was making an incorrect assumption. Based on the following, Sarbanes Oxley does NOT apply to stocks traded over the counter.

http://www.sec.gov/divisions/corpfin/faqs/soxact2002.htm

Thus, yes, indeed compliance with it would be odd for UCAD unless they were anticipating listing on a higher exchange. But we already know that is their goal. Nice confirmation though that they are taking this goal very seriously. And again, Roger Glenn is an expert in compliance for this area. This should facilitate a listing on any exchange.

Interesting. Most definitely.

Z

As always, these are my personal opinions.

Hopefully nobody in here is investing anything but "fun" money that they can afford to gamble with.

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