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Jim Bishop

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Jim Bishop

Re: pennypacker post# 255412

Saturday, 11/07/2009 8:00:50 PM

Saturday, November 07, 2009 8:00:50 PM

Post# of 346917
Broker/dealers, under Rule 3360, report positions twice a month to the SROs...no need for the SEC to ask them to disclose anything, they do it anyway.


SEC likely asked brokers to disclose SPNG totals when the stock trading was halted.
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