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Re: allezlOM post# 126424

Wednesday, 11/04/2009 1:36:45 PM

Wednesday, November 04, 2009 1:36:45 PM

Post# of 159752
I could be wrong, however I seem to remember that required filing by pink or lower, is predicated on the amount of shareholders.
Keeping in mind that regardless of how many shareholders a broker has IOU's for, all his shares are in street name, and is concidered "1" shareholder. In other words, if E*Trade had all 1,500 accounts, that would be counted as "1" shareholder.

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