InvestorsHub Logo
Followers 211
Posts 32356
Boards Moderated 1
Alias Born 06/30/2009

Re: janice shell post# 246433

Sunday, 10/25/2009 8:32:03 PM

Sunday, October 25, 2009 8:32:03 PM

Post# of 346920
The original shares of the company were registered under Section 8(a) of
the Securities Act of 1933:
http://www.sec.gov/Archives/edgar/data/1201251/000114420405006083/v13573_sb2.txt

The form 3 instructions say, and has been noted here many times:
"(a)This form must be filed by the following persons (“reporting person”):
(i) any director or officer of a bank with a class of equity securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (“Exchange Act”); (Note: Title is not determinative for purposes of determining “officer” status. See SEC Rule 16a-1(f) for the definition of “officer”);", etc.
http://www.sec.gov/about/forms/form3data.pdf

The asset base and the shareholder count required filing of form 8-A ("FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934"), which they did on 9/28.


The Form 3's that were filed, albeit about 10 days late, were based on the 8-A filing registering the company's shares under Section 12(g). We should expect to see additional filings from SM and RME, the latter for at least their Class B holdings.


If I'm mistaken, please show me where.




Join InvestorsHub

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.