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Post# of 346919
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overachiever

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overachiever

Re: starfire post# 245141

Friday, 10/23/2009 1:42:27 PM

Friday, October 23, 2009 1:42:27 PM

Post# of 346919
the 33 act mention refers to private placement companies that are not yet public. SPNG has been a reporting public company for years. (at least they were supposed to report even if they didn't. Anyone seen a missing 10K? lol) You do know that the SEC has jurisdiction over private companies that are doing private placements, don't you?


Over, I am going to assume that 1933 Act can exist as NASDAQ entertains 1933 Act companies to be uplisted to NASDAQ and NASDAQ specifically indicates that they NASDAQ will register their shares (on the company's behalf) as 1934 Act company i.e they NASDAQ will provide the service.

We are apt to shut our eyes against a painful truth... For my part, I am willing to know the whole truth; to know the worst; and to provide for it. --Patrick Henry, Patriot and Hero of the American Revolution

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