Been there, done that and all for naught. I spoke to a Mr. Worm .......aptly named and his reply was..... "Well, people still want to invest in this "security". Go figure !
On Thu, Oct 1, 2009 at 10:19 AM, Clem, Pat <Pat.Clem@finra.org> wrote:
Dear Mr. XXXXXX:
This is in follow-up to the E-mail sent to you on May 26, 2009, you May 27, 2009 E-mail and your May 17, 2009 correspondence to FINRA's Office of the Ombudsman regarding XXXX Bros. Building Supplies, Ltd. (XXXX).
FINRA's jurisdiction extends to our member firms and registered representatives. After conducting a preliminary review of this matter, the staff has determined that the Securities and Exchange Commission (SEC) is the proper authority to address your concerns. The staff is also aware that you spoke to Ken Worm of the Market Regulation Department regarding this matter. We are referring your correspondence to the following SEC Office:
Ms. Gloria Smith-Hill, Branch Chief
Office of Investor Education and Advocacy
Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549-0213
(202) 551-6330
help@sec.gov
www.sec.gov
When you know a thing, to hold that you know it; and when you do not know a thing, to allow that you do not know it - this is knowledge.
Confucius, The Confucian Analects
