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Re: None

Saturday, 10/03/2009 7:02:46 PM

Saturday, October 03, 2009 7:02:46 PM

Post# of 127409
Received a letter from FINRA in the mail today. It was regarding a complaint I filed against Scottrade. They said they received my complaint, and have asked Scottrade to respond to all of the issues I brought up (no buy restriction, all other online brokers allow buying of SYNJ, etc.). FINRA said I should be receiving a formal response from Scottrade by October 13th.

It should be interesting to hear what their "official stance" is.