Wednesday, September 23, 2009 6:54:18 PM
I can relate a phone conversation I had with an individual at the SEC. (this occurred about four months ago)
I had filed a complaint and he called and said he was responding to the complaint....(this after a lapse of approx. 6 months) I asked him how SLJB was still trading and he said he did not know. He said the SEC was far behind in investigating and prosecuting scams. He said he was referring it (SLJB) to the Enforcement Division whatever that means. It would appear that they (the SEC)are waiting for the OSC determination and decide where to go from there. Sad comment about the bureaucratic process in this country at this time.
Confucius, The Confucian Analects
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