since you are answering questions can you answer or ask your lawyers to answer why the following was done and how it was allowed to be done??/ September 14, 2005 the NYSE issues Memorandum 05-67 suspending “buy-in” rule SEC Rule 15c3-3 September 15, 2005 FINRA (f/k/a NASD) issues “Special notice to Members” suspending “buy-in” rule SEC Rule 15c3-3.