6/15/2009
- Amended Small Company Offering and Sale of Securities Without Registration (D/A)
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.
FORM D
OMB APPROVAL
OMB Number: 3235-0076 Expires: September 30, 2008 Estimated Average burden hours per response: 4.0
Notice of Exempt Offering of Securities
1. Issuer's Identity
CIK (Filer ID Number)
Previous Name(s)
x
None
Entity Type
0001071220 x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
Name of Issuer
RUSSELL INDUSTRIES INC
Jurisdiction of Incorporation/Organization
NEVADA
Year of Incorporation/Organization
x
Over Five Years Ago
o
Within Last Five Years (Specify Year)
o
Yet to Be Formed
2. Principal Place of Business and Contact Information
Name of Issuer
RUSSELL INDUSTRIES INC
Street Address 1
Street Address 2
9595 SIX PINES DRIVE, SUITE 8210
City
State/Province/Country
ZIP/Postal Code
Phone No. of Issuer
THE WOODLANDS
TX
77380
832-661-6074
3. Related Persons
Last Name
First Name
Middle Name
BERMAN RICHARD MARK
Street Address 1
Street Address 2
9595 SIX PINES DRIVE SUITE 8210
City
State/Province/Country
ZIP/Postal Code
THE WOODLANDS TX 77380
Relationship:
x
Executive Officer
x
Director
o
Promoter
Clarification of Response (if Necessary)
--------------------------------------------------------------------------------
4. Industry Group
o
Agriculture
Health Care
o
Retailing
Banking & Financial Services
o
Biotechnology
o
Restaurants
o
Commercial Banking
o
Health Insurance
Technology
o
Insurance
o
Hospitals & Physicians
o
Computers
o
Investing
o
Pharmaceuticals
o
Telecommunications
o
Investment Banking
o
Other Health Care
o
Other Technology
o
Pooled Investment Fund
Travel
o
Other Banking & Financial Services
o
Manufacturing
o
Airlines & Airports
Real Estate
o
Lodging & Conventions
o
Commercial
o
Tourism & Travel Services
o
Construction
o
Other Travel
o
REITS & Finance
o
Other
o
Residential
o
Other Real Estate
o
Business Services
Energy
o
Coal Mining
o
Electric Utilities
o
Energy Conservation
o
Environmental Services
o
Oil & Gas
x
Other Energy
5. Issuer Size
Revenue Range
Aggregate Net Asset Value Range
o
No Revenues
o
No Aggregate Net Asset Value
x
$1 - $1,000,000
o
$1 - $5,000,000
o
$1,000,001 - $5,000,000
o
$5,000,001 - $25,000,000
o
$5,000,001 - $25,000,000
o
$25,000,001 - $50,000,000
o
$25,000,001 - $100,000,000
o
$50,000,001 - $100,000,000
o
Over $100,000,000
o
Over $100,000,000
o
Decline to Disclose
o
Decline to Disclose
o
Not Applicable
o
Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
x
Rule 504(b)(1) (not (i), (ii) or (iii))
o
Rule 505
o
Rule 504 (b)(1)(i)
o
Rule 506
o
Rule 504 (b)(1)(ii)
o
Securities Act Section 4(6)
o
Rule 504 (b)(1)(iii)
o
Investment Company Act Section 3(c)
7. Type of Filing
o
New Notice
Date of First Sale
2008-10-09 o
First Sale Yet to Occur
x
Amendment
8. Duration of Offering
Does the Issuer intend this offering to last more than one year?
o
Yes
x
No
9. Type(s) of Securities Offered (select all that apply)
o
Pooled Investment Fund Interests
x
Equity
o
Tenant-in-Common Securities
o
Debt
o
Mineral Property Securities
o
Option, Warrant or Other Right to Acquire Another Security
o
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security
o
Other (describe)
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
o
Yes
x
No
Clarification of Response (if Necessary)
11. Minimum Investment
Minimum investment accepted from any outside investor
$
5000
USD
12. Sales Compensation
Recipient
Recipient CRD Number
x
None
WORLD TRADE FINANCIAL
(Associated) Broker or Dealer
o
None
(Associated) Broker or Dealer CRD Number
x
None
N/A
Street Address 1
Street Address 2
2010 HANCOCK STREET
SECOND FLOOR
City
State/Province/Country
ZIP/Postal Code
SAN DIEGO
CA
92110
State(s) of Solicitation
o
All States
TX
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13. Offering and Sales Amounts
Total Offering Amount
$
1000000
USD
o
Indefinite
Total Amount Sold
$ 214350
USD
Total Remaining to be Sold
$
785650
USD
o
Indefinite
AI
