toddean2009, some info on GunnAllen Financial... <a href="http://www.finra.org/Newsroom/NewsReleases/2008/P038461" rel="nofollow" target="_blank">http://www.finra.org/Newsroom/NewsReleases/2008/P038461</a> <a href="http://www.stockbroker-fraud.com/lawyer-attorney-1248734.html" rel="nofollow" target="_blank">http://www.stockbroker-fraud.com/lawyer-attorney-1248734.html</a> <a href="http://www.stockbrokerfraudblog.com/brokerage_firms/gunnallen_financial/" rel="nofollow" target="_blank">http://www.stockbrokerfraudblog.com/brokerage_firms/gunnallen_financial/</a> These are just a few links. There are more. I would say a little on the shady side? lol.