Tuesday, May 26, 2009 5:56:14 PM
Another avenue to explore regarding SLJB trading with a revoked corporate registration.
Response from the SEC
Dear Sir:
We are taking your complaint very seriously, and have referred it to the appropriate people within the SEC.
Please understand that the SEC conducts its investigations on a confidential basis and neither confirms nor denies the existence of an investigation unless we bring charges against someone involved. We do this to protect the integrity and effectiveness of our investigative process and to preserve the privacy of the individuals and entities involved. As a result, we will not be able to provide you with any future updates on the status of your complaint or of any pending SEC investigation.
Below is a flyer that describes our policy as it will apply to your complaint. Please contact me if you have other questions.
Sincerely,
CHERYL M LAWSON
Office of Investor Education and Advocacy
U.S. Securities and Exchange Commission
(415)705-2479
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