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Alias Born 09/27/2008

Re: None

Saturday, 05/23/2009 4:43:27 PM

Saturday, May 23, 2009 4:43:27 PM

Post# of 16405
141 CAPITAL INC
NFA Status: - Status Effective Date

• INTRODUCING BROKER PENDING STATUS WITHDRAWN 05/21/2008
• INTRODUCING BROKER PENDING 02/21/2008
• NFA MEMBER APPROVED 01/17/2008
• COMMODITY TRADING ADVISOR REGISTERED 01/17/2008
• NFA MEMBER PENDING 01/03/2008
• COMMODITY TRADING ADVISOR PENDING 12/14/2007

http://www.nfa.futures.org/BasicNet/Details.aspx?entityid=0392733&rn=Y

Commentary: Correct me if I'm wrong but didn't they start CTA trading on 1/3/09?

Not sure what happened on May 21, 2009.

More dd to follow....

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