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Re: lem114933 post# 2709

Sunday, 05/17/2009 8:34:39 AM

Sunday, May 17, 2009 8:34:39 AM

Post# of 63388
Interesting find. But you negate to mention the below, nor that this relates to 1999 and 2004 respectively, going back some 5 years minimally, and also that Mr Duncan is still practising. What I suggest is that I will do some more DD and call Mr Duncan's office. I will forward to him the two public comments you have issued for refernce and get back to you with what I find out.

"WHEREAS, on the basis of that investigation, the Maryland Securities Commissioner (the
“Commissioner”) has concluded that there is reason to believe that Respondents have violated the
securities and selling person registration requirements of the Act, and have violated the provisions
of the Consent Order entered into by Efox and issued by the Commissioner on March 19, 1999"
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