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Re: PoorBoy6109 post# 16474

Monday, 05/04/2009 12:34:18 PM

Monday, May 04, 2009 12:34:18 PM

Post# of 41086
More than that..No MM will take a position in this stock until greg files the proper paperwork and gets us a MM to support the bid... FINRA monitors all aspects of broker/dealer compliance with Rule 15c2-11, including a quotation utilizing the unsolicited customer interest exception. FINRA may require the broker/dealer to produce its trading records and other documents to determine whether the broker/dealer traded for any account other than the indicated customer.