Transfer Agents

[monda2frida]

here is a list that may help you with stocks that are non-dtc eligible. i have e-mailed my broker in the past if i am not sure, but now i have pretty much given up on stocks that are barely trading. your situation is not unique, i and others have had stocks deleted from our accounts-PENSON was the main culprit, but there are others too. an issue can generally become eligible if they get a transfer agent.
Posted by: Shell King Date: Monday, January 19, 2009 10:07:06 PM
In reply to: Shell King who wrote msg# 29 Post # of 40

Well here it goes. This is a published list. I am going to go through each number and find the symbol per each cusip. That way I know which ones are in my account and could possibly disappear from my account.


http://www.dtcc.com/downloads/legal/imp_notices/2009/dtc/ope/4458-09.pdf