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Re: Stratey post# 943

Wednesday, 04/15/2009 10:50:48 AM

Wednesday, April 15, 2009 10:50:48 AM

Post# of 982
Here's what happened after the letter to Garr. I guess they never answered the letter:


IN THE MATTER OF HAT TRICK BEVERAGE, INC.

The U.S. Securities and Exchange Commission today announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading in the securities of Hat Trick Beverage, Inc., at 9:30 a.m. EDT, October 27, 2008, through 11:59 p.m. EDT, on November 7, 2008.

The Commission temporarily suspended trading in these securities because questions have arisen concerning the the accuracy and adequacy of statements in the company’s press releases and public statements regarding its business operations. Hat Trick Beverage, Inc. does not file periodic reports with the Commission and is quoted on the PinkSheets under the ticker symbol HKBV.

The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company.

Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not it has complied with the rule, it should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5760. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, it should refrain from entering quotations relating to the securities of Hat Trick Beverage, Inc. until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider prompt enforcement action.

If any broker, dealer, or other person has any information which may relate to this matter, they should contact David Frohlich, at (202) 551-4963.

http://www.sec.gov/litigation/suspensions/2008/34-58860.pdf

Hat Trick Beverage, Inc.
See also Order
http://www.sec.gov/litigation/suspensions/2008/34-58801-o.pdf

All posts are my opinion. I may be wrong, but I doubt it.
Numbers don't lie...people do!

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