According to FINRA as of 11/7/08 there are only 17 firms who have violated the taping rule. When the list is updated, Carlton Capitol will be #18. <a href="http://www.finra.org/Industry/Enforcement/DisciplinaryActions/TapingRule/index.htm" target="_blank">http://www.finra.org/Industry/Enforcement/DisciplinaryActions/TapingRule/index.htm</a> Whomever is selling at these levels is smart, as CTNO is heading for 000's IMO.