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Re: garrett800ca post# 15722

Thursday, 11/27/2008 11:56:28 PM

Thursday, November 27, 2008 11:56:28 PM

Post# of 26547
Let's face it, CTNO is anything but a "clean" shell. Why would anyone want CTNO when there are hundreds if not thousands of clean shells without any rule violations such as Taping violations and Anti Money Laundering Violations not to mention the allegations of pumping RE the bogus China telcom merger. $200,000 on a lucky day, my guess is Chris will have a hard time getting $40,000 to cover the fine he received from FINRA for Taping violations on 11/05/08.
http://www.mergernetwork.com/c/public-shell-companies-for-sale/

I might also add that the fine for Taping violations is $10,000 to $75,000. $40,000 is a hefty fine.
http://www.finra.org/Industry/Enforcement/SanctionGuidelines/SG/P011499

Plus, according to the FINRA report, Carlton Capitol is no longer a member of FINRA as of 11/14/08.

Of course this is IMHO.



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