Carlton Companies, Inc. (fka CTNO)

[fredman]

According to pages 15 and 16 of the Carlton Capital FINRA report, on 11/05/08 Chris was censured by FINRA and fined $40,000 for not recording telephone calls as required by law and also by possibly hiding information by deleting recorded telephone calls from a computer that was conviently not password protected. Chris is hiding information and is covering up something and has closed up shop with CTNO and is moving on to Willmington.