$tacks Upon $tacks Of Moolah

[bobkubecka]

Posted by: hack
In reply to: TraderTC who wrote msg# 103364 Date:6/3/2004 4:53:57 PM
Post #of 105408

Definition of REGDEX

REG D
These are companies selling securities in reliance on a Regulation D exemption or a Section 4(6) exemption from the registration provisions of the '33 Act must file a Form D as notice of such a sale. The form must be filed no later than 15 days after the first sale of securities. The exact form type is usually REGDEX, but may be a REG D-1 or similar. Reg D's are not filed electronically.