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Re: DD2win post# 19621

Tuesday, 09/30/2008 11:08:29 AM

Tuesday, September 30, 2008 11:08:29 AM

Post# of 32583
Yup, sending to, e-mail was sent on behalf of James C. Wiedman, e-mail below:

Sent on behalf of James C. Wiedmann

RE: 20080148223

Dear Mr. Keudel:

This is to acknowledge that on September 5, 2008 the Market Regulation Department of FINRA received the complaint you sent to the FINRA website on September 2, 2008 regarding trading activity in Universal Energy Corp. (UVSE). Please advise if you have any direct first-hand knowledge of the activity described in your correspondence or any other additional information to support your allegations. In any event, we will use the information you have provided regarding UVSE in the scope of our regulatory programs designed to determine whether violations of federal securities laws or NASD rules have occurred. While the reviews conducted by the Market Regulation Department in this regard are confidential and non-public, the staff may contact you if deemed appropriate as it carries out its responsibilities with regard to your complaint.

Thank you for bringing this matter to our attention.


James C. Wiedmann
Regulatory Analyst
Market Regulation
9509 Key West Avenue
Rockville, MD 20850
(240) 386-5105