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alliecorp

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alliecorp

Re: Gmenfan post# 57043

Sunday, 09/07/2008 6:38:45 PM

Sunday, September 07, 2008 6:38:45 PM

Post# of 90206
......and surely the SEC would be interested in Groves' actions since the case revolves around securities. Additionally, FINRA (formerly NASD) would be involved since FINRA regulates what securities dealers can and can't do. I don't believe Groves is properly licensed as a Introducing broker for example and to my knowledge, Groves does not have a Federal series 7 securities license. He is simply a software programmer that is a trader wannabe.

Impersonating a licensed securities dealer is definitely frowned upon by the SEC and FINRA and would be found "guilty" by these entities and probably others. IMO.

The secret to profitable investing is to buy into well-run companies at the beginning of their earnings growth cycle—before Wall Street takes notice and bids up the stock price.
My opinions are my own. You have to decide and do what's best for you.

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