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johnnyfiber

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johnnyfiber

Re: maryl post# 19135

Wednesday, 08/06/2008 10:56:28 AM

Wednesday, August 06, 2008 10:56:28 AM

Post# of 118239
Why do you think we don't show up on this list?

FINRA Rule 3210 defines threshold securities as any equity security of an issuer that is not an SEC reporting security and, for five consecutive settlement days, has:


aggregate fails to deliver at a registered clearing agency of 10,000 shares or more; and
a reported last sale during normal market hours (9:30 a.m. to 4 p.m., ET) for the security on that settlement day that would value the aggregate fail to deliver position at $50,000 or more.

A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

http://www.pinksheets.com/pink/marketactivity/reg_sho_list.jsp
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