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Re: insureman post# 15316

Wednesday, 07/23/2008 4:26:51 PM

Wednesday, July 23, 2008 4:26:51 PM

Post# of 33129
not exactly...

they are required to have a principle of the firm they work for receive a copy of all transactions made(a 407 letter)..

pr firms and reps paid in shares are required to disclose..but i can buy anything i want and dont have to tell you either way...nor would any other professional...

DISCLAIMER: I AM A SERIES 3 LICENSED BROKER