Prior to recent buys...
each of our executive officers and directors; and
* all executive officers and directors as a group.
The percentage of beneficial ownership for the following table is based on 55,080,190 shares of Common Stock outstanding as of March 1, 2008.
Unless otherwise indicated below, to the Company's knowledge, all persons and entities listed below have sole voting and investment power over their shares of Common Stock.
Amount and
nature of
beneficial Percent of
Name and address of beneficial owner ownership class (1)
Albert E. Whitehead, 14,813,024 (2) 26.83%
Chairman of the Board and
Chief Executive Officer
3214 E. 73rd Street
Tulsa, OK 74136-5927
John C. Kinard, 781,331 (3) 1.41%
Director
52 S. Roslyn Street
Denver, CO 80230
Montague H. Hackett, Jr. 4,361,210 (4) 7.80%
Director
550 Park Avenue
New York, NY 10021
George H. Plewes 3,607,500 (5) 6.45%
Former Director
P. O. Box HM 1431
Hamilton HMFX
Bermuda
All current directors and executive officers as a group (3 persons) 19,955,565 (6) 35.30%
(1) The percentage ownership for each person is calculated in accordance with the rules of the SEC, which provide that any shares a
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person is deemed to beneficially own by virtue of having a right to acquire shares upon the conversion of options or other rights are considered outstanding solely for purposes of calculating such person's percentage ownership.
(2) This number includes: (i) 11,842,741 shares directly owned by the Albert E. Whitehead Living Trust, of which Mr. Whitehead is the trustee; (ii) 125,000 shares Mr. Whitehead has the right to acquire pursuant to a warrant;
(iii) 30,000 shares owned by Mr. Whitehead's grandchildren for which he acts as custodian; (iv) 2,815,283 shares directly owned by the Lacy E. Whitehead Living Trust, of which Ms. Whitehead, Mr. Whitehead's wife, is trustee. Mr. Whitehead disclaims any interest in the shares owned by the Lacy E. Whitehead Living Trust and the shares owned by his grandchildren.
(3) This number includes: (i) 161,331 shares directly owned by Mr. Kinard;
(ii) 320,000 shares Mr. Kinard has the right to acquire pursuant to options granted to him under the 1995 Stock Option Plan; and (iii) 150,000 shares Mr. Kinard has the right to acquire pursuant to options granted to him under The Company's 2006 Stock Option Plan and (iv) 150,000 shares directly owned by Mr. Kinard's wife, of which Mr. Kinard disclaims any interest.
(4) This number includes (i) 2,598,710 shares directly owned by Mr. Hackett
(ii) 300,000 shares Mr. Hackett has the right to acquire under the Company's 2006 Stock Option Plan; and (iii) 312,500 shares Mr. Hackett has the right to acquire pursuant to a warrant; (iv) 500,000 shares directly owned by the Trust F/B/O Melinda Hackett and 125,000 shares the same trust has the right to acquire pursuant to a warrant, of which Mr. Hackett disclaims any interest;
(v) 400,000 shares directly owned by the Trust F/B/O Montague H. Hackett, III and 124,000 shares the same trust has the right to acquire pursuant to a warrant, of which Mr. Hackett disclaims any interest.
(5) This number includes (i) 2,750,000 shares held directly by Mr. Plewes;
(ii) 687,500 shares Mr. Plewes has the right to acquire pursuant to a warrant; and (iii) 170,000 shares issuable upon the exercise of options granted under the Company's 1995 Stock Option Plan.
(6) This number includes 770,000 shares issuable upon the exercise of options granted under the 1995 and 2006 Stock Option Plans and 562,500 shares that can be acquired upon the exercise of warrants.
