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Re: lc45 post# 14351

Monday, 06/16/2008 2:54:46 AM

Monday, June 16, 2008 2:54:46 AM

Post# of 49661
As I understand it, the entity purchasing the securities is the one that is recorded as a holder. In most individual investors, that is the brokerage that you invest with. If you are a funds company, or some sort of very rich sort of individual investor, I believe you'll be specially called out depending on your affiliation and quantity of shares owned. I believe every > 5% holder needs to be named.