Wednesday, May 14, 2008 5:47:03 PM
Through this page you can file a complaint or provide us with tips on potential securities law violations. We welcome hearing from you because your information may alert us to a bad broker or firm, an unfair practice in the securities industry that needs to be changed, or the latest fraud.
How Do I Reach the SEC?
There are several ways to file a complaint:
Complaints - Use one of our online forms to file your complaint electronically.
Tips - Report a potential violation of the securities laws directly to enforcement@sec.gov. Please do not use this email box for general comments or questions.
Spams - Forward investment-related spam e-mails to enforcement@sec.gov.
Questions - Use our "Fast Answers" web page for general questions about the federal securities laws or your investments.
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