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snowcloud

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Re: Jim Bishop post# 390

Thursday, 05/01/2008 12:49:51 PM

Thursday, May 01, 2008 12:49:51 PM

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So in other words, if an MM files a 211 after the first MM has done so and been approved, it's not considerd piggy-backing. Piggy-backing refers to the simpler process of applying to FINRA after the 30-day period. Right?
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