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kingthorpe

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kingthorpe

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Thursday, 01/03/2008 5:07:39 PM

Thursday, January 03, 2008 5:07:39 PM

Post# of 11472
INFO...
REG SHO prohibits a broker dealer from ""entering into an arrangement with a counter party to purchase securities for the purpose of closeing out a failure to deliver position and the broker dealer has reason to know the counter party will not deliever the securities ,thus creating another failure to deliever""

SEC act .34-54154
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Volume:
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  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
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