Name of Beneficial Owner Beneficially Owned Outstanding
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5% Stockholders
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None identified beyond Executive Officers and Directors
Executive Officers and Directors
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Richard A. Lang 4,128,160 (1) 10.33%
Brian Murphy 762,645 (2) 1.90%
Barry L. Ritholtz 450,000 (3) 1.12%
Gordon Rock 10,931,052 (4) 27.27%
All executive officers and directors as a group (4 persons) 16,271,857 40.18%
(1) Includes 3,980,160 shares of our common stock in the name of the Lisa Walters and Richard
Lang Revocable Trust. Also includes 100,000 shares transferred to the family’s irrevocable
trust fund in 2002, an additional 28,000 shares transferred in 2005, and an additional 20,000
shares transferred in 2006.
(2) Includes an option, which expires on May 18, 2008 to purchase 200,000 shares of our
common stock at $.50 per share, and a warrant, which expires on February 15, 2008 to
purchase 20,000 shares of our common stock at $1.50 per share.
(3) Includes an option, which expires on May 18, 2008, to purchase 200,000 shares of our
common stock at $.50 per share.
(4) Includes 10,802,568 shares owned by Mercer Management and the Gordon Rock family and
a warrant, held by Mercer Management Inc., which expires on December 31, 2007, to
purchase 128,484 shares of our common stock at $3.50 per share.
CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS.
Since January 1, 2006, there has not been, nor is there currently proposed, any transaction or
series of similar transactions to which we were or are to be a party in which the amount involved
exceeds $60,000 and in which any director, executive officer or holder of more than 5% of our
common stock, or an immediate family member of any of the foregoing, had or will have a direct
or indirect interest other than compensation arrangements that are described in Executive
Compensation and Other Matters, above, and the transactions described below.
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