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Re: youhavenoidea post# 328

Wednesday, 10/17/2007 2:53:17 PM

Wednesday, October 17, 2007 2:53:17 PM

Post# of 573
The cc of your email has reached the website of the Securities Investor Protection Corporation. SIPC was created by an act of United States Congress to provide protection to customers of member stockbrokers who encounter financial difficulties and are unable to meet their obligations to their customers. SIPC has no regulatory authority and does not become involved in complaints between stockbrokers and their customers. The only time SIPC becomes involved with a broker-dealer is when that entity encounters financial difficulties and is unable to meet its obligations to its customers. Empire Financial Group Inc. is a member of SIPC. The examining authority for that firm is the Financial Industry Regulatory Authority, www.finra.com . Any problems you are having should be brought to the attention of FINRA.