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Re: youhavenoidea post# 323

Tuesday, 10/16/2007 4:09:02 PM

Tuesday, October 16, 2007 4:09:02 PM

Post# of 573
SYNS'S IR DEPT..GET READY

http://www.stock-broker-negligence.com/stock_fraud_claims.html

Stock Fraud Attorney
Stock Broker Fraud Claims

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Stock brokers, investment advisers and financial planners are required to deal with their clients with the utmost integrity. They are not permitted to place their own interests ahead of their clients. This duty is called a fiduciary duty because they are in a position of trust. If the stock broker or investment adviser breaches that fiduciary duty and causes you injury, you may have a stock fraud claim and may be able to recover damages for any losses caused by the stock broker misconduct. In addition to a stock fraud claim against the individual broker, in many situations you may have the right to recover from the stockbroker’s firm if the firm was involved in the misconduct or failed to supervise the broker.

The federal securities laws and most state securities laws make it illegal to make any material misstatement of fact as well as the failure to disclose a material fact or set of facts in connection with the purchase or sale of securities. Since securities are defined very broadly, these laws may apply to many different financial instruments.

In addition to misstatements and omissions in connection with the purchase or sale of a security, there are a number of other types of securities fraud claims including the following:

Unsuitability
Churning and Unauthorized Trading
Breach of Fiduciary Duty
Failure to Execute
Failure to Supervise



If you or a loved one has been harmed by stock broker or stock fraud, please call or email our experienced stock fraud lawyers today. We'll evaluate your stock fraud claim for free and help you get the justice you deserve.