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virginian

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virginian

Re: Pedro2004 post# 11155

Tuesday, 10/16/2007 9:09:43 AM

Tuesday, October 16, 2007 9:09:43 AM

Post# of 18151
I think what they are saying is that if NSS is present then they have 35 days to close it out and not just on the Oct 15th.



"The close-out must occur within 35 consecutive settlement days of October 15th. If a security becomes a Threshold Security after October 15th, all fails to deliver must be closed out within 13 consecutive settlement days. "

http://www.nasdaqtrader.com/trader/news/2007/regulatoryalerts/ra2007-086.stm
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