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Alias Born 09/18/2007

Re: Zardiw post# 1140

Monday, 10/15/2007 12:03:18 PM

Monday, October 15, 2007 12:03:18 PM

Post# of 6143
You obviously know much more about this than I do. What I don’t understand is this. By the time I actually got all the certificates, one that had already passed the one year point had no legend on it. I had no trouble depositing that with Scottrade (my broker at the time). They wouldn’t touch the certificates with the legend, so that’s how I landed up at Schwab. So if they truly are restricted for two years, how did I get one free and clear after only one? I’m confused.

I opened the account with Schwab last December solely to get the shares tradeable. By early January it was all taken care of. They did tell me upfront they wouldn’t take care of it unless the certificates satisfied the 1-year requirement. I even waited for the last certificate to hit that point before undertaking this. Did you ask them why I was able to get it done and they won’t do it for you? Maybe they changed their policy since last December?

My account is in the 6 figure range only if you add in the decimal points…..
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