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Post# of 53334
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flptrnkng

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flptrnkng

Re: december post# 10770

Friday, 09/28/2007 3:25:48 PM

Friday, September 28, 2007 3:25:48 PM

Post# of 53334
So, if I have the sequence correct:

1) Retain auditor.
2) Auditor prepares and blesses financials.
3) Audited financials go to MM.
4) MM reviews, and provides info to NASD to review while filing 211.
5) If NASD approves the 211, DGIA gets a MM that will start quoting proprietary bid/asks, other MMs can piggyback at that point.
6) At the same time, DGIA will post the audited financials to pinksheets.com, thereby removing the Stop Sign.

We're at step #1, right?

Regards


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