FYI, I received an "official" letter from TDAT concerning my complaint to the SEC about the DIVY and their unwillingness to certify my ownership of shares per PNMS requests.
They basically said that the request was non standard and that all they were obligated to provide was the NOBO list.
Bottom line is, I guess there is no law requiring them to disclose my ownership of shares other then through the NOBO list.
Needless to say, I no longer use TDAT as a broker. Clearly they could care less about what I want. At least if it means possibly exposing them to perhaps wrong doing. I mean, what's the big deal with certifying shares I owned on a specific date? Doesn't seem they want my business.
OA, can you explain why TDAT is not willing to do something many brokers have done...including Scottrade?
Guess I'm pretty much SOL when it comes to the DIVY.
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