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Friday, June 08, 2007 10:00:29 AM
you either have to show up at the SEC in DC and request the document, or I think you can order it from the SEC (but I have no information on how to go about that).
It is possible that the REGDEX has something to do with Howard's loan, but I just can't read it that way. He didn't purchase securities, he made a loan, which may or may not be partially repaid in shares (which shares will get piggyback registration rights, so why the need for a REGDEX?).
I think they sold shares to raise additional monies. Let's say for example, they sold $425K worth, coupled with Howard's loan that would give them a quick megabuck to invest in the STP stuff.
It would mean 20 to 30 million shares got PIPEd. Of course, they could have sold fewer, or none at all, and maybe it is just about Howard's loan.
But they haven't handled his loans in the past like this.
Anyone in the DC area that wants to visit the SEC for a little mystery document shopping?
Regards
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