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Monday, April 09, 2007 9:01:05 AM
keep trying who know's maybe you will rattle something loose,and it will turn around the whole mess.
Here's the other survey they asked me to answer:...
Thank you for taking the time to provide us with your feedback.
If you like you can print this page for your records.
Comments received on:
How did you learn about the Office of Investor Education and Assistance?
I NEEDED SOME HELP AND FOUND OUT ABOUT THIS OFFICE BY AN ONLINE MESSAGE BOARD OF 80-100
INVESTORS THAT HAVE BANDED TOGETHER TO DISSEMINATE INFORMATION GATHERED ABOUT EQBM(EQUITABLE MINING).
Did you talk to a member of our staff by telephone?
No
If you talked to a member of our staff, how courteous was this person?
{No Response Provided}
If this person was not courteous, what specifically did he or she say that was discourteous?
{No Response Provided}
How responsive was our reply to your concerns?
Not Responsive
What, if anything did we fail to address?
THE WHOLE ISSUE, YOU WOULD NOT GIVE ME ANY INFO OR EVEN ASSURE ME THAT I MATTERED AND THAT
MY PLEA FOR HELP WAS GOING TO BE LOOKED INTO. ALL I RECEIVED WAS A FORM LETTER SAYING THAT YOU DON'T GIVE OUT RESULTS.
How competent was the person who handled your inquiry or complaint?
{No Response Provided}
In what areas, if any, did this person seem to lack knowledge or ability?
I HAVE NO IDEA.
Was our response to you understandable?
Partially Understandable
If our response was hard to understand, please explain why.
FIRST,I UNDERSTAND THAT YOU RECEIVE HUNDREDS OF REQUESTS DAILY,AND THAT A FORM LETTER IS IN
NEED.I DID EXPECT A PERSON TO EMAIL ME BACK EVEN IF IT WAS LATER THAN I ANTICIPATED...BUT
WHAT I WANTED MOST WAS FOR SOMEONE THERE TO SAY "YES, THIS STOCK IS NAKED SHORTED AND WE
ARE ONTO IT,GIVE US TIME"
How satisfied are you with the way your complaint or inquiry was handled?
Not Satisfied
How could we have improved our response?
REPLY BACK AND LISTEN TO THE FACTS,ASK QUESTIONS BY EMAIL LET US TALK ABOUT IT.
Only answer this question if you wrote to this office to complain about an investment, your
broker or financial advisor and you were dissatisfied with our services:
We cannot always resolve a complaint to the satisfaction of the investor because the
evidence we gather is not always strong enough to prove that a violation of the law has
occurred. If you were dissatisfied with our services, was it solely because we were unable
to secure a satisfactory resolution of your complaint?
No
If we were unable to secure a satisfactory resolution of your complaint, were we able to
assist you by providing useful information?
No
Do you have any other comments about your experience with the Office of Investor Education
and Assistance? If so, please provide your comments below.
I HAVE HAD NO OTHER RESPONSE FOR MY COMPLAINT TO THIS POINT OTHER THAN THE FORM LETTER EMAIL I RECEIVED HOURS AFTER SENDING THE COMPLAINT.
If we can provide you with further assistance or information about securities-related
matters, please let us know what you need and we will make every effort to assist you.
Please be aware that if the issue you raise does not relate to securities, then the SEC
does not have the authority to help you. You may be able to find assistance by contacting
another federal or state government agency.
I WANT TO KNOW IF YOU ARE INTERESTED IN THE NAKED SHORT SELLING PROBLEM,AND HOW IT AFFECTS
MY INVESTMENTS SINCE I OWN 2 STOCKS THAT WERE HALTED BY SPAM ALOT,EVEN THOUGH THESE STOCKS
WERE NOT THE MOST SPAMMED STOCKS IN MY RESEARCH.IF YOU WILL LISTEN TO US ,AT IHUB-EQBM YOU
MAY LEARN SOME INFO THAT YOU WILL NOT BELIEVE,THOUGH IT IS STAREING YOU RIGHT IN THE FACE.
IF I HAD THE CHANCE I WOULD DO YOUR JOB FREE OF CHARGE JUST TO GET BACK AT THE BROKERS AND
HEDGE FUND MANAGERS THAT HAVE DRIVEN MY STOCKS INTO THE GROUND....THANK-YOU FOR LETTING ME RAVE ON.
Contact Information
Mr. A. HOWARD SMITH
4630 CORK ST.
AUBURN, New York 13021
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