All public companies are required to file financial documents with the SEC, unless they meet certain exemptions.
Public companies can be exempted from filing the standard SEC forms if they have less than 500 stockholders and less than $10 million in total assets. Exceeding either of these criteria requires them to file.
However, non-filing companies are required to provide shareholders with financial information on request. If you own stock in a non-filing company, you can call them and ask for financial data.
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