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mAjOr dAmAgE

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mAjOr dAmAgE

Re: serfdom post# 11701

Sunday, 03/25/2007 4:23:24 AM

Sunday, March 25, 2007 4:23:24 AM

Post# of 15765
Now now, there's no requirement that they do that. Nor are they prohibited from appointing a layperson from being the power of attorney on an account.

Finally, the CFTC and the SEC lost several cases where they tried to regulate unregistered persons from publishing investment newsletters with picks.

Now the SEC concedes that they legally can't stop anyone from giving you investment advice:


http://www.sec.gov/investor/pubs/cyberfraud/newsletter.htm

I guess what would be required if we make a recommendation is to disclose our interest.

Corey Ribotsky Downward Spiral NIR Group AJW board has moved to the NIR Board which is available for FREE users as well as paid subscribers. Bookmark the NIR Board to discuss: http://investorshub.advfn.com/boards/board.asp?board_id=11792

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