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Sunday, July 07, 2024 11:24:20 AM
Again, you guys got to stop telling half the story with SPZI and these situations, especially with how y'all continue to incorrectly try to relate the new company and operations to Randy Goulding.
Go to the very link that you provided, first paragraph on page 2, item 2:
https://www.sec.gov/files/litigation/litreleases/2022/order25601.pdf
From what I have learned, the court order prohibits Randy Goulding from managing securities investments for, or providing investment advice to any person or entity "for compensation" and that he does not do, I'm sure, unless you have proof showing otherwise. I think he's smart enough and careful enough to make sure of that. I'm sure he knows that he is being scrutinized to make sure he doesn't violate anything. After doing further research, it is tied to the Investment Advisors Act.
So, technically speaking, he can give all the advice or assistance that he wants as long as he is not being compensated for it. I think this shuts down all of what you have been insinuating about this situation, or at least it does for me.
It's a moot point anyways because John K. Park is really running the show. You can either dig a little deeper like I did or you can just keep watching and you should definitely see.
v/r
Sterling
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