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Re: DD_dempsey post# 5880

Monday, 06/17/2024 9:10:21 AM

Monday, June 17, 2024 9:10:21 AM

Post# of 6157
Explain the difference in a expert market stock and $RONN at this moment. Is it to liquidate debt then go under? That’s how this game works right?Is it a piggy back on a piggy back….lmfao.

In your opinion why does $RONN have the unsolicited quotes warning which is typical of expert market tickers?

Under the rules, a broker-dealer may publish a quotation of a security, without conducting a current public information review and submitting a Form 211 to FINRA, where the quotations represent unsolicited customer orders. When presented with a request to publish an unsolicited quote, a broker-dealer would need to determine whether there is current publicly available information. If no current available information exists, the unsolicited quotation exception is not available for company insiders or affiliates including officers, directors and 10%-or-greater shareholders. Also, in practice, that company would likely only be quoted on the Expert Market.


https://securities-law-blog.com/2023/02/28/the-211-rules-and-shell-companies/