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Re: spectrader82 post# 75088

Wednesday, 06/12/2024 1:30:15 PM

Wednesday, June 12, 2024 1:30:15 PM

Post# of 75102
A MM can't accept payment for filing a 15c or 15c2-11.

Pillsworth stated that the DTCC is charging $20,000.

"Coin Citadel (CCTL)
@CoinCitadelCCTL

Jul 26, 2023

Investor Update Form 211 was submitted in February to one market maker. Whilst the MM cannot charge to review Form211...the caveat is, they then just sent a $20,000 bill for DTCC advisory fee for review. So nothing is free. Exploring other options without said hidden fees"

That is isn't close to being accurate - more Pillsworth lies.

Hey Pillsworth, post the $20,000 invoice.

If Pillsworth found a DD to file the 15c - why didn't FINRA process it.

Pillsworth can't provide truthful information.

Why didn't Pillsworth report the MM to FINRA for attempting to charge CCTL for filing the 15c via an Advisory fee.

Pillsworth stated that the 15c was filed in February 2023 and in July 2023 stated - "Exploring other options without said hidden fees"

I guess he is still looking for other options.

IG





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