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alidare

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alidare

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Monday, 05/13/2024 7:49:57 PM

Monday, May 13, 2024 7:49:57 PM

Post# of 107953
It’s not Roaring Kitty it’s the C(A)T Miao.

“CAIS Reporting Deadline Extension
In August 2023, CAT NMS announced revised CAIS reporting deadlines of May 24, 2024, for Interim Reporting Obligation 4; and May 31, 2024, for Full CAIS Compliance.
Firms can find updates and additional information related to the CAIS reporting and compliance schedule on the CAT NMS Plan website.”

https://www.finra.org/rules-guidance/guidance/reports/2024-finra-annual-regulatory-oversight-report/cat



"Be fearful when others are greedy, and greedy when others are fearful."
_Warren Buffett

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