Hannover House Inc (HHSE)

[BeverlyH]

There appear to be an omission of fact in the latest annual report submission:

7) Legal/Disciplinary History
A. Identify and provide a brief explanation as to whether any of the persons or entities listed above in
Section 6 have, in the past 10 years:
1. Been the subject of an indictment or conviction in a criminal proceeding or plea agreement or
named as a defendant in a pending criminal proceeding (excluding minor traffic violations);
NOT APPLICABLE
2. Been the subject of the entry of an order, judgment, or decree, not subsequently reversed,
suspended or vacated, by a court of competent jurisdiction that permanently or temporarily
enjoined, barred, suspended or otherwise limited such person’s involvement in any type of
business, securities, commodities, financial- or investment-related, insurance or banking
activities;
NOT APPLICABLE
3. Been the subject of a finding, disciplinary order or judgment by a court of competent jurisdiction
(in a civil action), the Securities and Exchange Commission, the Commodity Futures Trading
Commission, a state securities regulator of a violation of federal or state securities or
commodities law, or a foreign regulatory body or court, which finding or judgment has not been
reversed, suspended, or vacated;
NOT APPLICABLE
4. Named as a defendant or a respondent in a regulatory complaint or proceeding that could result
in a “yes” answer to part 3 above; or
NOT APPLICABLE
5. Been the subject of an order by a self-regulatory organization that permanently or temporarily
barred, suspended, or otherwise limited such person’s involvement in any type of business or
securities activities.
NOT APPLICABLE

Staing not applicable is false. The Arkansas State Securities Commission issued a ruling which has been well publicized. It remains in effect as of the date of the annual filing:

https://securities.arkansas.gov/wp-content/uploads/2022/05/Hannover-House-Inc.-CD-Order-S-19-0053-19-OR01.pdf