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nyt

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Alias Born 01/29/2011

nyt

Re: None

Wednesday, 04/24/2024 12:39:12 PM

Wednesday, April 24, 2024 12:39:12 PM

Post# of 129835
Quote:

The U.S. Securities and Exchange Commission has filed civil charges against Salt Lake City clearing firm Alpine Securities Corp., claiming that it facilitated stock manipulation and other schemes run through a related firm, Scottsdale Capital Advisors Corp. Among other things, Alpine failed to report scores of suspicious transactions, the SEC claims. The SEC has not named the specific stocks involved, but Scottsdale previously received a $1.5-million fine in connection with three companies, with the list including a Vancouver company called Voip Pal.com Inc. (All figures are in U.S. dollars.)

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