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Re: None

Tuesday, 04/09/2024 11:44:58 AM

Tuesday, April 09, 2024 11:44:58 AM

Post# of 97507
What happened to the financial advisor that was posting on the mONI message board up until 03/28/24. that apparently traded CASH for shares?
Maybe he can shed some light on what is going on?
btw: I'm talking about the licensed one. Not the one that pretends to be a financial advisor and gives out investment advice on mONI and other stocks.

Fair and Balanced Communications
Firms must comply with FINRA's communication rule notwithstanding the medium – social media, email, or print.

All communications must be fair, balanced and complete and not omit material information.
False, misleading, promissory, exaggerated or unwarranted statements or claims are prohibited.
Communications may not predict or project performance (with certain exceptions).
Material information in a communication may not be buried in footnotes.
Statements must be clear and provide a balanced treatment of risks and potential benefits.
Communications must be appropriate for the audience.



Wonder what the OGC would say about questionable behavior?

Contact OGC
FINRA's Office of General Counsel (OGC) staff provides broker-dealers, attorneys, registered representatives, investors and other interested parties with interpretative guidance relating to FINRA’s rules. Please see FINRA OGC Interpretative Guidance for more information.

OGC staff contact:
Meredith Cordisco
FINRA, OGC
1735 K Street, NW
Washington, DC 20006



https://www.finra.org/rules-guidance/key-topics/social-media#:~:text=Firms%20must%20comply%20with%20FINRA's,statements%20or%20claims%20are%20prohibited.
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